基于无人机激光雷达多维几何结构特征的油菜株高反演研究

    Research on rape plant height inversion based on multi-dimensional geometric structural features from UAV LiDAR

    • 摘要:
      目的 针对油菜冠层形态随生育期剧烈变化,单一高度统计特征难以准确反演株高的问题,开展基于无人机激光雷达(Unmanned aerial vehicle light detection and ranging,UAV LiDAR)的油菜株高反演方法研究。
      方法 本研究以81个油菜试验小区为研究对象,基于UAV LiDAR点云数据,在提取17个高度统计特征的基础上,引入凸包体积、冠层表面积和覆盖率等多维几何结构特征,构建苗期、抽薹期与花期3个单生育期及3个单生育期合并的多生育期的4种场景下株高反演模型。采用嵌套交叉验证策略,结合最大相关最小冗余(Minimum redundancy maximum relevance,mRMR)特征选择算法,对比分析偏最小二乘回归(PLSR)、Lasso回归和支持向量回归(SVR)这3种机器学习模型的反演精度,并利用SHAP(SHapley Additive exPlanations)方法进行可解释性分析。
      结果 在融合多维几何结构特征后,各单生育期的株高反演精度均得到提升,其中抽薹期提升幅度最大,最优模型Lasso的R2从0.69提升至0.82,RMSE从7.0 cm降至5.3 cm;多生育期合并场景下Lasso模型的反演精度最高,R2达0.97,RMSE为8.3 cm,rRMSE为10.9%。SHAP可解释性分析显示,凸包体积和冠层表面积等几何结构特征在各生育期均占据重要地位,尤其在苗期和抽薹期,二者SHAP值绝对值算术平均值占据前二,且均表现为正向贡献。
      结论 多维几何结构特征能够有效弥补单一高度统计特征在复杂冠层条件下的表征不足,有效提升油菜早期株高反演精度,为冠层形态多变作物的株高遥感监测提供了更具适配性的技术路径。

       

      Abstract:
      Objective To address the challenge that single height statistical features struggle to accurately invert plant height due to the drastic changes in rape canopy morphology across growth stages, this study investigated a rape plant height inversion method based on unmanned aerial vehicle light detection and ranging (UAV LiDAR).
      Method The study took 81 rape experimental plots as the research objects. Based on UAV LiDAR point cloud data, 17 height statistical features were extracted, and multi-dimensional geometric structural features such as convex hull volume, canopy surface area, and coverage rate were introduced. Plant height inversion models were constructed under four scenarios: Three individual growth stages (seedling stage, bolting stage and flowering stage) and one combined scenario incorporating the above three growth stages. A nested cross-validation strategy was adopted in combination with the minimum redundancy maximum relevance (mRMR) feature selection algorithm to compare and analyze the inversion accuracy of three machine learning models, including partial least squares regression (PLSR), Lasso regression, and support vector regression (SVR). The SHapley Additive exPlanations (SHAP) method was used for interpretability analysis.
      Result After fusing multi-dimensional geometric structural features, plant height inversion accuracy improved at all individual growth stages, with the greatest improvement observed at the bolting stage, where the optimal model, Lasso, showed an increase in R2 from 0.69 to 0.82, and a decrease in RMSE from 7.0 cm to 5.3 cm. Under the combined multiple-growth-stage scenario, the Lasso model achieved the highest inversion accuracy, with an R2 of 0.97, RMSE of 8.3 cm, and rRMSE of 10.9%. SHAP interpretability analysis revealed that geometric structural features such as convex hull volume and canopy surface area played important roles across all growth stages. Particularly at the seedling and bolting stages, the arithmetic mean of absolute SHAP values of these two features ranked the top two, and both exhibited positive contributions.
      Conclusion Multi-dimensional geometric structural features can effectively compensate for the insufficient representation of single height statistical features under complex canopy conditions, significantly improve the accuracy of early-stage rape plant height inversion, and provide a more adaptable technical pathway for remote sensing monitoring of plant height in crops with variable canopy morphology.

       

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